Robert P. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Peter Greene, who also goes by Robert Peter Greene, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2003. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 79, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2020 - December 20, 2023
KINGSWOOD CAPITAL PARTNERS, LLC
June 9, 2018 - March 4, 2019
SGMA CAPITAL MARKETS LIMITED
May 4, 2017 - April 19, 2018
BERKSHIRE GLOBAL ADVISORS LP
May 9, 2014 - August 11, 2016
EVERCORE GROUP L.L.C.
March 22, 2011 - May 19, 2014
STERNE, AGEE & LEACH, INC.
September 8, 2009 - March 24, 2011
CANACCORD GENUITY SECURITIES LLC
September 26, 2003 - May 16, 2007
SANDLER, O'NEILL & PARTNERS, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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