Kevin M. Campbell

Some features on this profile are disabled

CRD#: 4217423

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Michael Campbell, who also goes by Kevin M. Campbell, was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2000. Kevin had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 31 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin M. Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 2, 2015 - April 24, 2018

WATERFRONT WEALTH INC.

RIA

CRD#: 173220

OVERLAND PARK, KS

Past

March 2, 2015 - May 14, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

LEAWOOD, KS

Past

February 18, 2015 - May 14, 2018

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

LEAWOOD, KS

Past

March 23, 2006 - November 8, 2007

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

ROCHESTER, NY

Past

March 20, 2006 - November 8, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

ROCHESTER, NY

Past

September 3, 2004 - April 1, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ROCHESTER, NY

Past

December 12, 2000 - October 6, 2004

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERFRONT WEALTH INC.

WATERFRONT ASSET MANAGEMENT | WATERFRONT WEALTH MANAGEMENT | WATERFRONT WEALTH INC. | WATERFRONT WEALTH ADVISORS

CRD#: 173220 / SEC#: 801-110161

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Kansas

Registered Investment Advisory firm - (3/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/2/2015

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/14/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/18/2015

General Securities Representative Examination

General Industry/Product Exam

Series 31

Date: 7/11/2005

Futures Managed Funds Examination

Current Firm

WATERFRONT WEALTH INC.

WATERFRONT ASSET MANAGEMENT | WATERFRONT WEALTH MANAGEMENT | WATERFRONT WEALTH INC. | WATERFRONT WEALTH ADVISORS

CRD#: 173220 / SEC#: 801-110161

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Kansas

Registered Investment Advisory firm - (3/29/2017 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6711 W 121st Street Suite 200, Overland Park, KS 66209

Mailing Address

Phone number

(913) 951-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATERFRONT WEALTH ADV PART 2 (6/18/2025)

Regulatory assets under management

Total Number of Accounts	4,120
AUM (Assets Under Management)	$ 890,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kevin M. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

WATERFRONT WEALTH INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/2/2015

Series 65

Date: 3/11/2005

Series 63

Date: 12/12/2000

SIE

Date: 5/14/2018

Series 7

Date: 2/18/2015

Series 31

Date: 7/11/2005

Current Firm

WATERFRONT WEALTH INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERFRONT WEALTH INC.

TRUST BUT VERIFY

Similar Advisors