Cheryl A. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cheryl Alyce Mccarthy, who also goes by Cheryl A. Kinnaman, Cheryl A Mccarthy, was a registered financial professional .
Cheryl is a previously registered financial professional and started their career in finance in 2001. Cheryl had worked at 12 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2023 - April 15, 2026
FORESIDE FINANCIAL SERVICES, LLC
June 28, 2023 - September 19, 2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
June 27, 2023 - September 19, 2023
INTERNATIONAL ASSETS ADVISORY, LLC
February 1, 2022 - January 12, 2023
CAMBRIA INVESTMENT MANAGEMENT, L.P.
January 7, 2022 - January 6, 2023
ALPS DISTRIBUTORS, INC.
November 2, 2017 - February 28, 2020
TOCQUEVILLE ASSET MANAGEMENT LP
October 23, 2017 - January 30, 2020
TOCQUEVILLE SECURITIES L.P.
April 12, 2017 - November 2, 2017
SPIDERROCK ADVISORS, LLC
December 4, 2012 - November 3, 2015
ETICO PARTNERS, LLC
August 7, 2008 - November 27, 2012
COMMONFUND SECURITIES, INC.
March 3, 2008 - July 28, 2008
DUNHAM
October 9, 2001 - May 31, 2007
AMG DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 6/27/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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