CM
Cheryl A. Mccarthy
FORESIDE FINANCIAL SERVICES
Portland, ME 04101
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CRD#: 4217385
CM
Professional summary
Cheryl Alyce Mccarthy, who also goes by Cheryl A. Kinnaman, Cheryl A Mccarthy, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.
Cheryl is registered as a RR (Registered Representative) and started their career in finance in 2001. Cheryl has worked at 12 firms and has passed the Series 65, Series 66, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Cheryl A. Kinnaman | Cheryl A Mccarthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AXXES CAPITAL 3 EASTON ROAD, WESTPORT, CT 06880 - MARKETING PRIVATE INVESTMENTS TO RIA'S - ADVISOR SINCE 6/2023 - APPROX 173 HRS/MO - COMMISSIONS 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 390 N ORANGE AVE STE 750 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 6/2023 - APPROX 173 HRS/MO - FEE BASED COMPENSATION
CRS (Client Relationship Summary) - BD
Click below to view Cheryl Alyce Mccarthy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 148477
Portland, ME
Past
June 28, 2023 - September 19, 2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 144426
TORRANCE, CA
Past
June 27, 2023 - September 19, 2023
INTERNATIONAL ASSETS ADVISORY, LLC
BD
CRD#: 10645
ORLANDO, FL
Past
February 1, 2022 - January 12, 2023
CAMBRIA INVESTMENT MANAGEMENT, L.P.
RIA
CRD#: 141600
Montclair, NJ
Past
January 7, 2022 - January 6, 2023
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
November 2, 2017 - February 28, 2020
TOCQUEVILLE ASSET MANAGEMENT LP
RIA
CRD#: 105690
NEW YORK, NY
Past
October 23, 2017 - January 30, 2020
TOCQUEVILLE SECURITIES L.P.
BD
CRD#: 26001
NEW YORK, NY
Past
April 12, 2017 - November 2, 2017
SPIDERROCK ADVISORS, LLC
RIA
CRD#: 171992
Westport, CT
Past
December 4, 2012 - November 3, 2015
ETICO PARTNERS, LLC
BD
CRD#: 122481
NEW YORK, NY
Past
August 7, 2008 - November 27, 2012
COMMONFUND SECURITIES, INC.
BD
CRD#: 43541
WILTON, CT
Past
March 3, 2008 - July 28, 2008
DUNHAM
BD
CRD#: 13162
SAN DIEGO, CA
Past
October 9, 2001 - May 31, 2007
AMG DISTRIBUTORS, INC.
BD
CRD#: 27314
STAMFORD, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/3/2024)
RR
Alaska(4/3/2024)
RR
Arizona(4/3/2024)
RR
Arkansas(4/3/2024)
RR
California(4/3/2024)
RR
Colorado(4/3/2024)
RR
Connecticut(11/8/2023)
RR
Delaware(1/17/2024)
RR
District of Columbia(1/17/2024)
RR
Florida(4/3/2024)
RR
Georgia(4/3/2024)
RR
Hawaii(4/3/2024)
RR
Idaho(4/3/2024)
RR
Illinois(1/17/2024)
RR
Indiana(1/17/2024)
RR
Iowa(4/3/2024)
RR
Kansas(4/3/2024)
RR
Kentucky(4/3/2024)
RR
Louisiana(4/3/2024)
RR
Maine(4/3/2024)
RR
Maryland(1/17/2024)
RR
Massachusetts(1/17/2024)
RR
Michigan(1/17/2024)
RR
Minnesota(1/17/2024)
RR
Mississippi(4/3/2024)
RR
Missouri(4/3/2024)
RR
Montana(4/3/2024)
RR
Nebraska(4/3/2024)
RR
Nevada(4/3/2024)
RR
New Hampshire(4/3/2024)
RR
New Jersey(1/17/2024)
RR
New Mexico(4/3/2024)
RR
New York(1/17/2024)
RR
North Carolina(1/17/2024)
RR
North Dakota(4/3/2024)
RR
Ohio(1/17/2024)
RR
Oklahoma(4/3/2024)
RR
Oregon(4/3/2024)
RR
Pennsylvania(1/17/2024)
RR
Rhode Island(1/17/2024)
RR
South Carolina(4/3/2024)
RR
South Dakota(4/3/2024)
RR
Tennessee(4/3/2024)
RR
Texas(4/3/2024)
RR
Utah(4/3/2024)
RR
Vermont(4/3/2024)
RR
Virginia(1/17/2024)
RR
Washington(4/3/2024)
RR
West Virginia(4/3/2024)
RR
Wisconsin(1/17/2024)
RR
Wyoming(4/3/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/27/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC
CRD#: 148477 / SEC#: , 8-68027
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477Portland, ME 04101TRUST BUT VERIFY
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