Andrew T. Glatzel

SEACAP ADVISORS

Honolulu, HI 96816

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CRD#: 4217238

Professional summary

Andrew Theo Glatzel is a registered financial advisor currently at SEACAP ADVISORS, LLC located in Honolulu, Hawaii.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Andrew has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Theo Glatzel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2015 - Present

SEACAP ADVISORS, LLC

Office #1: 3615 Harding Ave Suite 402, Honolulu, HI 96816

RIA

CRD#: 281957

Honolulu, HI

Past

September 30, 2009 - November 12, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

HONOLULU, HI

Past

September 24, 2009 - November 12, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

HONOLULU, HI

Past

January 16, 2008 - September 28, 2009

EDWARD JONES

RIA

CRD#: 250

HONOLULU, HI

Past

October 26, 2000 - September 28, 2009

EDWARD JONES

CRD#: 250

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(11/13/2015)

IAR

Texas
(11/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/3/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/25/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/12/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2000

General Securities Representative Examination

Current Firm

SEACAP ADVISORS, LLC

CRD#: 281957 / SEC#:

Hawaii

Registered Investment Advisory firm - (11/9/2015 Approved)

Texas

Registered Investment Advisory firm - (11/29/2023 Conditional Restricted)

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Contact information

Main Address

3615 Harding Ave Suite 402, Honolulu, HI 96816

Mailing Address

Phone number

(808) 521-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 29,800,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew T. Glatzel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Theo Glatzel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SEACAP ADVISORS, LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/3/2007

Series 63

Date: 9/25/2000

SIE

Date: 11/12/2015

Series 7

Date: 8/21/2000

Current Firm

SEACAP ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SEACAP ADVISORS, LLC

TRUST BUT VERIFY

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