GV
Gina E. Valorz
FINANCIAL TRANSPARENCY
San Antonio, TX 78230
Some features on this profile are disabled
CRD#: 4216951
GV
Professional summary
Gina Elizabeth Valorz, who also goes by Gina Elizabeth Alvarado, Gina E Alvarado, Gina Elizabeth Vela, is a registered financial advisor currently at FINANCIAL TRANSPARENCY located in San Antonio, Texas.
Gina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Gina has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gina Elizabeth Alvarado | Gina E Alvarado | Gina Elizabeth Vela
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Bankler Advisory Services, LLP, Investment Related, 9901 IH-10 West Suite 670 San Antonio, TX 78230, Financial Services, Member, 5/31/00, 48 hrs/month during trading hrs; Managerial and Servicing Clients; 2) AICPA, Non-Investment Related, 1211 Avenue of the Americas New York, NY 10036-8775, AICPA's mission is to provide members with the resources, information, and leadership that enable them to provide valuable services in the highest professional manner to benefit the public, employers, and clients, Member, 1/1/09, 4 hrs/month during trading hrs; Member; 3) San Antonio CPA Society, Non-Investment Related, 901 NE Loop 410 Ste 420 San Antonio, TX 78209, Supporting professional activities to advance the accounting profession; 4 hrs/month during trading hrs; Member, 3/1/93, Member; 4) San Antonio Hispanic Chamber of Commerce, Non-Investment Related, 200 East Grayson, Suite 203 San Antonio, TX 78212, San Antonio's advocate and resource for Hispanic businesses and Hispanics in business, Member, 1/1/08, 0 hrs/month during trading hrsMembership in Chamber of Commerce - occasionally attend meetings, mixers; 5) Texas Society of CPAs, Non-Investment Related, 14651 Parkway Suite 700 Dallas, TX 75254, State Society of CPAs, Member, 3/1/93, 0 hrs/month during trading hrsMember; 6) Steven Bankler, CPA Ltd, Non-Investment Related, 9901 IH 10 West, Suite 670 San Antonio, TX 78230, CPA Firm, Managing Partner, 7/26/96, 150 hours/month during trading hrs, Managing Partner of Firm, CPA
CRS (Client Relationship Summary) - RIA
Click below to view Gina Elizabeth Valorz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2025 - Present
FINANCIAL TRANSPARENCY
Office #1: 9901 1h10 West Suite 670, San Antonio, TX 78230RIA
CRD#: 297713
San Antonio, TX
Past
July 6, 2018 - March 14, 2025
ENLIGHTENED FINANCE LLC
RIA
CRD#: 282965
San Antonio, TX
Past
March 21, 2007 - June 27, 2018
CSSC BROKERAGE SERVICES, INC.
BD
CRD#: 141630
SAN ANTONIO, TX
Past
April 25, 2002 - September 4, 2018
TRUSTEE EMPOWERMENT & PROTECTION, INC.
RIA
CRD#: 108249
SAN ANTONIO, TX
Past
January 11, 2002 - March 21, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
SAN ANTONIO, TX
Past
August 2, 2000 - August 31, 2001
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FT
FINANCIAL TRANSPARENCY
ARISTOTLE ADVISORS, LLC | PEARSON CONSULTANTS, INC. | OAK KNOLL CONSULTING SERVICES, LLC | MICHAEL MACDONALD FINANCIAL MANAGEMENT | JOSHUA TREE INVESTMENTS | GIARDINA & BRESETT CONSULTING SERVICES, INC. | GBK FINANCIAL SERVICES, LLC | FINANCIAL TRANSPARENCY | ENVISION FINANCIAL TRANSPARENCY, LLC | EAGLE CAPITAL GROUP, LLC | DOWNTOWN FINANCIAL MANAGEMENT, LLC | DONOHUE CONSULTING GROUP, INC. | CORNERSTONE ADVISORY CONSULTING, LLC | CONDLEY FINANCIAL SERVICES, INC. | CLEAR PERSPECTIVE ADVISORS, LLC | BLACKHEATH CAPITAL MANAGEMENT, LLC | BANKLER ADVISORY SERVICES, LLP
CRD#: 297713 / SEC#: 801-113605
RIA
Registered Investment Advisory firm - (7/13/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FT
FINANCIAL TRANSPARENCY
ARISTOTLE ADVISORS, LLC | PEARSON CONSULTANTS, INC. | OAK KNOLL CONSULTING SERVICES, LLC | MICHAEL MACDONALD FINANCIAL MANAGEMENT | JOSHUA TREE INVESTMENTS | GIARDINA & BRESETT CONSULTING SERVICES, INC. | GBK FINANCIAL SERVICES, LLC | FINANCIAL TRANSPARENCY | ENVISION FINANCIAL TRANSPARENCY, LLC | EAGLE CAPITAL GROUP, LLC | DOWNTOWN FINANCIAL MANAGEMENT, LLC | DONOHUE CONSULTING GROUP, INC. | CORNERSTONE ADVISORY CONSULTING, LLC | CONDLEY FINANCIAL SERVICES, INC. | CLEAR PERSPECTIVE ADVISORS, LLC | BLACKHEATH CAPITAL MANAGEMENT, LLC | BANKLER ADVISORY SERVICES, LLP
CRD#: 297713 / SEC#: 801-113605
RIA
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Contact information
Main Address
Greensboro, NC
Mailing Address
Phone number
(336) 715-3300
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 500 |
| AUM (Assets Under Management) | $ 306,343,419 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 11/27/2024 | ||
| 02/27/2024 | ||
| 04/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
