Wallace S. Hope
Professional summary
Wallace Spencer Hope, who also goes by Spencer Hope, is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT INC located in Memphis, Tennessee.
Wallace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Wallace has worked at 2 firms and has passed the Series 66, Series 31, Series 7, Series 14, Series 53, Series 4, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wallace Spencer Hope's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 25, 2011 - Present
LEGACY WEALTH MANAGEMENT INC
Office #1: 1715 Aaron Brenner Dr. Suite 301, Memphis, TN 38120-1443December 14, 2004 - March 16, 2011
MORGAN KEEGAN & COMPANY, LLC
August 9, 2004 - March 16, 2011
MORGAN KEEGAN & COMPANY, LLC
Primary Firm SEC Registration
LEGACY WEALTH MANAGEMENT INC
CRD#: 108619 / SEC#: 801-18073
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/25/2011)
Exams
Current Firm
LEGACY WEALTH MANAGEMENT INC
CRD#: 108619 / SEC#: 801-18073
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,507 |
| AUM (Assets Under Management) | $ 2,358,678,962 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 04/22/2024 | ||
| 01/30/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
LEGACY WEALTH MANAGEMENT INC
CRD#: 108619Memphis, TN 38120-1443TRUST BUT VERIFY
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