John B. Mclellan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Branden Mclellan, who also goes by Branden J Mclellan, John Branden Mclellan Mr., was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 9 firms and has passed the Series 63, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2014 - March 27, 2015
MKM PARTNERS LLC
April 23, 2013 - June 6, 2014
PRIME EXECUTIONS, INC.
October 29, 2012 - April 25, 2013
PPG WEST LLC
July 9, 2011 - April 25, 2013
PHOENIX DERIVATIVES GROUP, LLC
March 6, 2009 - July 14, 2011
MILLER TABAK + CO., LLC
April 15, 2008 - January 29, 2009
CABRERA CAPITAL MARKETS, LLC
January 23, 2006 - January 31, 2007
PRIME EXECUTIONS, INC.
November 29, 2005 - January 24, 2006
CMG INSTITUTIONAL TRADING LLC
February 11, 2005 - October 19, 2005
M. R. BEAL & COMPANY
July 19, 2002 - February 11, 2003
BERNARD L. MADOFF INVESTMENT SECURITIES LLC
July 20, 2000 - July 1, 2002
M. R. BEAL & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 8/30/2006
NYSE Trading Assistant ExaminationSeries 55
Date: 7/29/2002
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
