Peter L. Maltin

MALTIN WEALTH MANAGEMENT

Ridgewood, NJ

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CRD#: 4216725

Professional summary

Peter L Maltin is a registered financial advisor currently at MALTIN WEALTH MANAGEMENT, INC. located in Ridgewood, New Jersey.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Peter has worked at 3 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter L Maltin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 25, 2012 - Present

MALTIN WEALTH MANAGEMENT, INC.

RIA

CRD#: 164330

Ridgewood, NJ

Past

September 7, 2012 - November 26, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

PARAMUS, NJ

Past

February 21, 2005 - September 11, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PARAMUS, NJ

Past

April 11, 2001 - September 11, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PARAMUS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MALTIN WEALTH MANAGEMENT, INC.

AVEMPT WEALTH MANAGEMENT LLC | MALTIN WEALTH MANAGEMENT, INC. | AVEMPT WEALTH MANAGEMENT, INC.

CRD#: 164330 / SEC#: 801-77022

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/25/2012)

IAR

Texas
(3/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/18/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/25/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/23/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/3/2000

General Securities Representative Examination

Current Firm

MALTIN WEALTH MANAGEMENT, INC.

AVEMPT WEALTH MANAGEMENT LLC | MALTIN WEALTH MANAGEMENT, INC. | AVEMPT WEALTH MANAGEMENT, INC.

CRD#: 164330 / SEC#: 801-77022

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

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Contact information

Main Address

Ridgewood, NJ

Mailing Address

Phone number

(201) 215-3855

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	1,123
AUM (Assets Under Management)	$ 425,480,367

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter L. Maltin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter L Maltin's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MALTIN WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/18/2005

Series 66

Date: 9/25/2000

Series 31

Date: 8/23/2004

Series 7

Date: 8/3/2000

Current Firm

MALTIN WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MALTIN WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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