CS
Christopher S. Stallings
KESTRA ADVISORY SERVICES
Monroe, GA 30655
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CRD#: 4216426
CS
Professional summary
Christopher Scott Stallings, who also goes by Chris Stallings, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Monroe, Georgia and KESTRA INVESTMENT SERVICES, LLC located in Monroe, Georgia.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Stallings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 818 Properties Investment Related: No Address: 1119 Maple Creek Ridge Loganville GA 30052 Nature of Business: Real Estate Position, Title or Relationship: owner and property manager Start Date: 9/1/2013 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I have restoring an historic home that our business resides in. As a result, I am responsible for both its upkeep and its operation. Business Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Wealth Advisor Start Date: 8/6/2019 Hours per month: 61% - 70% (97 - 112 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: manage money on a fee basis, perform hourly consultation, provide wealth planning to clients for a fee Business Name: Abundance, LLC Investment Related: Yes Address: 248 North Broad St Monroe GA 30655 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Wealth Advisor Start Date: 6/1/2008 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: meet with clients, manage money, manage the office and staff personnel Business Name: Walton Wealth Coaching, LLC Investment Related: No Address: 248 N. Broad St Monroe GA 30655 Nature of Business: Consulting Position, Title or Relationship: educator and coach Start Date: 3/30/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: leading zoom calls and one on one consultation/coaching Business Name: I AM Foundation Investment Related: No Address: 1201 West Peachtree Street NW, Suite 2350 Atlanta GA 30309 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: asked to be on the board by my friend, the founder Start Date: 10/26/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: not defined, just asked recently to join the board Business Name: McDaniel Tichenor House Investment Related: No Address: 319 McDaniel St Monroe GA 30655 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: They have asked me to be treasurer. They have a bookkeeper/CPA that do all of the real work. They are looking for me to help them keep an eye on things. Start Date: 1/21/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Monthly meetings for 90 minutes. Review financials. Business Name : RESTORATION, LLC POSITION: Coach/counselor NATURE: counseling/coaching INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 18 START DATE: 12/14/2021 ADDRESS: 248 N. Broad St, Monroe GA 30655 DESCRIPTION: Meet with people to discuss challenges and obstacles in life and help them overcome. Business Name: SECOND LIFE POSITION: CEO NATURE: CEO of non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2022 ADDRESS: 248 North Broad St, Monroe GA 30655 DESCRIPTION: provide leadership to organization and support spokeswoman, Pepper Helms Business Name: UNLOCK ABUNDANCE PODCAST POSITION: Coach NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/03/2024 ADDRESS: 248 N Broad St, Monroe GA 30655 DESCRIPTION: Coaching
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Scott Stallings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 248 North Broad St, Monroe, GA 30655RIA
CRD#: 283330
Monroe, GA
Current
August 6, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 248 North Broad St, Monroe, GA 30655BD
CRD#: 42046
Monroe, GA
Past
October 17, 2003 - August 16, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
MONROE, GA
Past
October 17, 2003 - August 16, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
MONROE, GA
Past
February 13, 2003 - October 21, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
ATHENS, GA
Past
July 19, 2000 - October 21, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/13/2020)
RR
California(11/26/2019)
RR
Colorado(3/1/2024)
RR
Delaware(1/8/2024)
RR
Florida(8/6/2019)
RR
Georgia(8/6/2019)
IAR
Georgia(8/7/2019)
RR
Louisiana(9/6/2022)
RR
New Jersey(7/17/2020)
RR
North Carolina(8/16/2019)
RR
Ohio(3/18/2020)
RR
South Carolina(8/6/2019)
RR
Texas(8/6/2019)
IAR
Texas(7/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
