Mark T. Driscoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Thomas Driscoll was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 4 firms and has passed the Series 63, Series 7, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2011 - April 25, 2014
TS IMAGINE BROKERAGE SERVICES, LLC
October 30, 2006 - March 29, 2007
LEHMAN BROTHERS INC.
February 25, 2004 - October 24, 2006
DEUTSCHE BANK SECURITIES INC.
October 31, 2000 - March 10, 2004
BLOOMBERG TRADEBOOK LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/4/2005
Limited Representative-Equity Trader ExamSeries 62
Date: 10/30/2000
Corporate Securities Limited Representative ExaminationCurrent Firm
TS IMAGINE BROKERAGE SERVICES, LLC
CRD#: 146283 / SEC#: , 8-67807
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
