Ancel L. Sapp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ancel Leroy Sapp, who also goes by Angel Leroy Sapp, was a registered financial professional .
Ancel is a previously registered financial professional and started their career in finance in 2001. Ancel had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2010 - March 9, 2020
KEATING FINANCIAL ADVISORY SERVICES
January 2, 2009 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 20, 2006 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 17, 2001 - October 4, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 330,000,000 |
Red Flags
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