Todd J. Rabalais

KPC FINANCIAL SOLUTIONS

Dallas, TX 75244

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CRD#: 4215780

Professional summary

Todd Joseph Rabalais, who also goes by Todd J Rabalais, is a registered financial advisor currently at KPC FINANCIAL SOLUTIONS, LLC located in Dallas, Texas.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Todd has worked at 5 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd J Rabalais

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Same as Adviser; whether the business is investment-related: No; the address of the other business: Same as Adviser; the nature of the other business: Insurance sales (IEM is not a registered insurance company, just the name under which business is conducted); your position: salesperson selling Life, Acc., Health & Health insurance through appointments with various insurance companies; title, or relationship with the other business: Sales; the start date of your relationship: 2006; approximate number of hours/month you devote to the other business: varies; number of hours you devote to the other business during securities trading hours: varies; briefly describe your duties relating to the other business: sell Life, Acc., Health & Health insurance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Joseph Rabalais's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2022 - Present

KPC FINANCIAL SOLUTIONS, LLC

Office #1: 5001 Spring Valley Road Suite 900w, Dallas, TX 75244

RIA

CRD#: 317107

Dallas, TX

Past

February 9, 2022 - February 10, 2022

KPC FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 317107

LEWISVILLE, TX

Past

April 17, 2017 - January 14, 2022

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Dallas, TX

Past

July 18, 2016 - April 17, 2017

COLUMBIA ADVISORY PARTNERS, LLC

RIA

CRD#: 171616

Dallas, TX

Past

August 16, 2013 - July 24, 2015

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

ALLEN, TX

Past

May 12, 2008 - December 11, 2012

PEAK AMERICAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 145056

ALLEN, TX

Past

July 3, 2000 - November 7, 2001

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2008

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 6/30/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KPC FINANCIAL SOLUTIONS, LLC

KPC FINANCIAL SOLUTIONS LLC | KPC FINANCIAL SOLUTIONS, LLC

CRD#: 317107 / SEC#:

Texas

Registered Investment Advisory firm - (10/23/2021 Approved)

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Contact information

Main Address

1701 W. Northwest Hwy Suite 100, Grapevine, TX 76051

Mailing Address

Phone number

(877) 572-7526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	747
AUM (Assets Under Management)	$ 59,731,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd J. Rabalais

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Joseph Rabalais's CRS (Customer Relationship Summary).

Certified licenses

Experience

KPC FINANCIAL SOLUTIONS, LLC

KPC FINANCIAL SOLUTIONS, LLC

AE WEALTH MANAGEMENT, LLC

COLUMBIA ADVISORY PARTNERS, LLC

PEAK AMERICAN INVESTMENT ADVISORS, INC.

PEAK AMERICAN INVESTMENT ADVISORS, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2008

Series 6

Date: 6/30/2000

Current Firm

KPC FINANCIAL SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KPC FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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