Scott M. Goldberg

EQUITY PLANNING GROUP

WEST BLOOMFIELD, MI 48322

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CRD#: 4215716

Professional summary

Scott Michael Goldberg is a registered financial advisor currently at EQUITY PLANNING GROUP, INC. located in West Bloomfield, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Scott has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Goldberg is independently licensed as a mortgage loan officer; non-investment related; 7035 Orchard Lake Rd Ste 700, West Bloomfield, MI 48322; 12/6/2019; 21 hours per month; 4 hours during securities trading hours; client interaction, education, and review of daily rates and issues/opportunities within the mortgage world

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2010 - Present

EQUITY PLANNING GROUP, INC.

Office #1: 7035 Orchard Lake Road, Suite 700, West Bloomfield, MI 48322

RIA

CRD#: 112612

WEST BLOOMFIELD, MI

Past

January 1, 2004 - August 11, 2005

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

July 6, 2000 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(9/14/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/5/2000

General Securities Representative Examination

Current Firm

EQUITY PLANNING GROUP, INC.

CRD#: 112612 / SEC#:

Michigan

Registered Investment Advisory firm - (10/1/1991 Approved)

Texas

Registered Investment Advisory firm - (6/15/2022 Conditional Restricted)

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Contact information

Main Address

7035 Orchard Lake Rd. Suite 700, West Bloomfield, MI 48322

Mailing Address

Phone number

(248) 932-4600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 40,729,843

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott M. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITY PLANNING GROUP, INC.

CETERA ADVISORS LLC

VESTAX SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2010

Series 63

Date: 8/3/2000

Series 7

Date: 7/5/2000

Current Firm

EQUITY PLANNING GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EQUITY PLANNING GROUP, INC.

TRUST BUT VERIFY

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