Terri C. Rollins
Professional summary
Terri Christa Rollins MS, CFA, who also goes by Terri C. Rollins, Terri Christa Rollins Ms, Terri Christa Rollins, is a registered financial professional currently at DEUTSCHE BANK SECURITIES INC. located in New York, New York.
Terri is registered as a RR (Registered Representative) and started their career in finance in 2000. Terri has worked at 10 firms and has passed the Series 16, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terri Christa Rollins MS's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2024 - Present
DEUTSCHE BANK SECURITIES INC.
Office #1: 1 Columbus Circle, New York, NY 10019September 9, 2020 - November 4, 2024
CITIGROUP GLOBAL MARKETS INC.
October 17, 2018 - July 28, 2020
CREDIT SUISSE SECURITIES (USA) LLC
April 24, 2017 - October 29, 2018
BARCLAYS CAPITAL INC.
June 13, 2011 - May 5, 2017
GOLDMAN SACHS & CO. LLC
November 26, 2010 - May 13, 2011
SG AMERICAS SECURITIES, LLC
September 20, 2007 - November 4, 2010
UBS SECURITIES LLC
September 20, 2007 - November 4, 2010
UBS FINANCIAL SERVICES INC.
December 6, 2004 - December 1, 2006
J.P. MORGAN SECURITIES INC.
May 22, 2002 - September 14, 2004
J.P. MORGAN SECURITIES INC.
May 21, 2001 - April 9, 2002
MORGAN STANLEY & CO. LLC
December 5, 2000 - April 5, 2001
MORGAN STANLEY & CO. LLC
Primary Firm SEC Registration
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
DEUTSCHE BANK SECURITIES INC.
CRD#: 2525 / SEC#: 801-9638, 8-17822
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DB U.S. FINANCIAL MARKETS HOLDING CORPORATION | STOCKHOLDER | |
| LEONARD, CHRISTOPHER | CHIEF EXECUTIVE OFFICER & PRESIDENT | 5748580 |
| MASSARO, TIBERIO | DIRECTOR/CHIEF FINANCIAL OFFICER/FINOP | 1847137 |
| NAPPER, GLEENNIA T | CHIEF COMPLIANCE OFFICER FOR INVESTMENT ADVISER | 6161268 |
| PETRUCCELLI, DOMINICK III | CHIEF RISK OFFICER | 8018800 |
| SANTORE, DAVID | CHIEF LEGAL OFFICER | 7987270 |
| STUCCHIO, ANTHONY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 2198592 |
| TIGER, SEBASTIAN BENJAMIN | CHIEF COMPLIANCE OFFICER | 2266287 |
Disclosures
| Regulatory Event | 291 |
| Civil Event | 3 |
| Arbitration | 13 |
Red Flags
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