Anthony P. Parisi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Philip Parisi was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 15 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - September 9, 2022
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 19, 2018 - May 2, 2022
ASCENSUS BROKER DEALER SERVICES, LLC
April 4, 2017 - October 19, 2018
ASCENSUS FINANCIAL SERVICES, LLC.
July 18, 2016 - March 31, 2017
FIRST OHIO PLANNING, LLC
January 26, 2016 - June 8, 2016
EQUITABLE ADVISORS, LLC
January 26, 2016 - June 8, 2016
EQUITABLE ADVISORS, LLC
August 13, 2014 - January 29, 2016
EQUITABLE DISTRIBUTORS, LLC
January 2, 2013 - March 6, 2013
MML DISTRIBUTORS, LLC
July 13, 2011 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
June 8, 2010 - June 7, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
July 16, 2008 - May 17, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 31, 2007 - June 23, 2008
TRANSAMERICA INVESTORS SECURITIES, LLC
October 31, 2002 - May 2, 2007
HIMCO DISTRIBUTION SERVICES COMPANY
June 6, 2001 - September 11, 2002
UBS FINANCIAL SERVICES INC.
January 11, 2001 - June 7, 2001
NATHAN & LEWIS SECURITIES, INC.
July 10, 2000 - December 22, 2000
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LINCOLN FINANCIAL DISTRIBUTORS, INC.
CRD#: 145 / SEC#: , 8-13431
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE LINCOLN NATIONAL LIFE INSURANCE COMPANY | SHAREHOLDER | |
| CHRYSSIKOS, PAUL TELEMAC | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 7263748 |
| FALLER, DANIEL T | SENIOR VICE PRESIDENT, HEAD OF LFD FINANCE | 6006570 |
| GIBSON, JASON MICHAEL | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION | 3081880 |
| KENNEDY, JOHN CHRISTOPHER | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2213083 |
| NEPA, JARED M. | SVP, HEAD OF LIFE & MONEYGUARD DISTRIBUTION | 5157819 |
| OMORUYI, MEGAN VOGT | AVP, FINANCIAL AND OPERATIONS PRINCIPAL | 7803022 |
| SEIFERT, TIMOTHY JOHN | SENIOR VICE PRESIDENT, HEAD OF RS DISTRIBUTION | 1577571 |
| SMITH, NANCY | SECRETARY | 6140078 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
