CW
Clifford G. Wang
MAIN STREET FINANCIAL SOLUTIONS
Atlanta, GA 30328-6104
Some features on this profile are disabled
CRD#: 4215550
CW
Professional summary
Clifford G. Wang is a registered financial advisor currently at MAIN STREET FINANCIAL SOLUTIONS, LLC located in Atlanta, Georgia.
Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Clifford has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) THE JOHN HOPKINS CAREY BUSINESS SCHOOL; ADDRESS: 100 INTERNATIONAL DRIVE, BALTIMORE, MD 21202; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: OFFICE OF DEVELOPMENT & ALUMNI RELATIONS; CAPACITY: OTHER-DEANS ALUMNI ADVISORY BOARD; START DATE: 10/1/2018; DUTIES: MENTORSHIP OF GRADUATE STUDENTS, ADVISING AND WORKING WITH STAFF/STUDENTS TO ADVANCE THE JOHN HOPKINS UNIVERSITY CAREY BUSINESS SCHOOL MISSION; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) Name: Georgia Institute of Technology - School of Civil and Environmental Engineering Non-Investment related Address: 790 Atlantic Drive Atlanta, Georgia 30332-0355 Nature of OBA: School of Civil & Environmental Engineering External Advisory Board Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Projected Start Date: 08/01/22 Time devoted: 30 minutes per month; 0 during securities trading hours Duties: (1) Provide advice, counsel, and strategy to the Chair, Associate Chairs, faculty, and staff leadership (2) Advocate and promote the School to the Institute, state, nationally, and internationally
CRS (Client Relationship Summary) - RIA
Click below to view Clifford G. Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2024 - Present
MAIN STREET FINANCIAL SOLUTIONS, LLC
Office #1: Six Concourse Parkway Suite 2600, Atlanta, GA 30328-6104RIA
CRD#: 305834
Atlanta, GA
Past
October 12, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
Atlanta, GA
Past
October 12, 2015 - March 15, 2024
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
Atlanta, GA
Past
June 4, 2010 - October 29, 2015
BARCLAYS CAPITAL INC.
RIA
CRD#: 19714
ATLANTA, GA
Past
June 4, 2010 - October 29, 2015
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
ATLANTA, GA
Past
June 1, 2009 - June 21, 2010
MORGAN STANLEY
RIA
CRD#: 149777
ATLANTA, GA
Past
June 1, 2009 - June 21, 2010
MORGAN STANLEY
BD
CRD#: 149777
ATLANTA, GA
Past
July 24, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
ATLANTA, GA
Past
July 24, 2008 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
ATLANTA, GA
Past
March 7, 2008 - August 22, 2008
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
ATLANTA, GA
Past
January 13, 2001 - August 22, 2008
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
ATLANTA, GA
Past
September 25, 2000 - January 13, 2001
DB ALEX. BROWN LLC
BD
CRD#: 17790
BALTIMORE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
Registered Investment Advisory firm - (1/2/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(3/4/2024)
IAR
Texas(3/1/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MS
MAIN STREET FINANCIAL SOLUTIONS, LLC
ARSENAL CAPITAL ADVISORS | TWIN LIGHTS WEALTH MANAGEMENT | THIN BLUE LINE FINANCIAL | MASS FINANCIAL MANAGEMENT | MAIN STREET FINANCIAL SOLUTIONS, LLC | LIVINGWORTH WEALTH ADVISORS | LEGACY CAPITAL | JUNO WEALTH MANAGEMENT | JJM FINANCIAL GROUP | GENCAPITAL ADVISORY PARTNERS | EXITFOUR WEALTH PARTNERS | COLLABORATIVE WEALTH ADVISORY | CLOVERLY WEALTH MANAGEMENT
CRD#: 305834 / SEC#: 801-117871
RIA
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Contact information
Main Address
503 E. Washington Avenue Suite 1c, Newtown, PA 18940
Mailing Address
Phone number
(215) 259-5021
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,091 |
| AUM (Assets Under Management) | $ 2,494,613,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
