Scott Frederick Colton
CFP®Professional Summary
Scott Frederick Colton, CFP® is a registered financial advisor currently at COLTON WEALTH MANAGEMENT located in Arcadia, California. Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Scott has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Retirement Planning
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Financial Planning
Biography
Colton Wealth Management is an independent, fee-only, Registered Investment Advisor that serves clients with a fiduciary standard of care. For more than two decades CWM President Scott Colton’s passion has been to help his clients implement strategies to help them realize their financial goals. CWM’s investment approach is grounded in economic theory and backed by decades of empirical research. Our investment approach is based on a belief in markets. Rather than relying on futile forecasting,...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
COLTON WEALTH MANAGEMENT
Contact Information
Main Address
148 E. Foothill Blvd Suite 201, Arcadia, CA 91006Phone Number
(626) 726-4203# of Employees
3SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
268AUM (Assets Under Management)
$135,073,498Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
COLTON WEALTH MANAGEMENT
State Registrations and Notice Filings
(7/20/2009)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Scott Frederick Colton's CRS (Customer Relationship Summary).
Services Offered by Scott
- Retirement Planning
- Estate & Legacy Planning
- Tax Planning
- Investment Management
- Financial Planning
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