Jackie L. Gates

VALMARK ADVISERS

Rice Lake, WI 54868

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CRD#: 4215040

Professional summary

Jackie Lynn Gates, who also goes by Jackie Lynn Blomquist, Jackie Lynn Schuster, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Rice Lake, Wisconsin and VALMARK SECURITIES, INC. located in Rice Lake, Wisconsin.

Jackie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jackie has worked at 9 firms and has passed the Series 66, Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 26 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jackie Lynn Blomquist | Jackie Lynn Schuster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business & Estate Advisers of WI, Inc.; Rice Lake, WI; Paraplanner; Financial & Business Planning; Client service, investment paperwork, trading, etc.; start 2018; investment related; 40+ hours/ month; bi-monthly salary.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackie Lynn Gates's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 6, 2019 - Present

VALMARK ADVISERS, INC.

Office #1: 738 North Wilson Avenue, Rice Lake, WI 54868

RIA

CRD#: 108050

Rice Lake, WI

Current

January 7, 2019 - Present

VALMARK SECURITIES, INC.

Office #1: 738 North Wilson Avenue, Rice Lake, WI 54868

CRD#: 31243

Rice Lake, WI

Past

April 27, 2016 - November 9, 2018

B&E INVESTMENT ADVISERS, INC.

RIA

CRD#: 129374

WAYZATA, MN

Past

April 13, 2016 - May 31, 2018

VALMARK SECURITIES, INC.

CRD#: 31243

WAYZATA, MN

Past

January 27, 2014 - March 24, 2016

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

MINNETONKA, MN

Past

January 27, 2014 - March 24, 2016

CRI SECURITIES, LLC

RIA

CRD#: 22589

MINNETONKA, MN

Past

February 8, 2013 - March 24, 2016

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNETONKA, MN

Past

February 8, 2013 - March 24, 2016

CRI SECURITIES, LLC

CRD#: 22589

MINNETONKA, MN

Past

November 20, 2009 - January 30, 2013

BLUEROCK CAPITAL MARKETS LLC

CRD#: 136974

MINNEAPOLIS, MN

Past

February 7, 2007 - November 9, 2009

OMNI BROKERAGE, INC.

CRD#: 16878

MINNEAPOLIS, MN

Past

October 15, 2004 - January 16, 2007

WADDELL & REED

CRD#: 866

PLYMOUTH, MN

Past

October 7, 2003 - September 30, 2004

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kentucky
(1/7/2019)

IAR

Wisconsin
(3/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 5/31/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/22/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/2/2023

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VALMARK ADVISERS, INC.

VALMARK ADVISERS INC | VALMARK ADVISERS, INC.

CRD#: 108050 / SEC#: 801-55564

RIA

Registered Investment Advisory firm - (5/29/1998 Approved)

Wyoming

Registered Investment Advisory firm - (8/11/2017 Terminated)

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Contact information

Main Address

130 Springside Drive Suite 300, Akron, OH 44333

Mailing Address

Phone number

(800) 765-5201

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VALMARK ADVISERS WEALTH MANAGEMENT SOLUTIONS ADV PART 2A APPENDIX 1-WRAP FEE PROGRAM BROCHURE (6/16/2025)

VALMARK ADVISERS, INC SEC FORM 2A FIRM BROCHURE (6/16/2025)

Regulatory assets under management

Total Number of Accounts	19,096
AUM (Assets Under Management)	$ 8,379,181,235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jackie L. Gates

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jackie Lynn Gates's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

B&E INVESTMENT ADVISERS, INC.

VALMARK SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

BLUEROCK CAPITAL MARKETS LLC

OMNI BROKERAGE, INC.

WADDELL & REED

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

VALMARK ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2011

Series 63

Date: 11/24/2003

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 5/31/2018

Series 7

Date: 9/22/2009

Series 6

Date: 10/6/2003

Series 26

Date: 1/2/2023

Series 24

Date: 11/24/2009

FINRA

Current Firm

VALMARK ADVISERS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VALMARK ADVISERS, INC.

TRUST BUT VERIFY

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