Christopher M. Fierro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Fierro was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2000. Christopher had worked at 7 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2014 - September 30, 2016
CONCERT WEALTH MANAGEMENT
April 23, 2013 - September 3, 2014
PRIVATE CLIENT ADVISORS
October 11, 2011 - January 15, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 21, 2003 - January 11, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
November 1, 2002 - November 18, 2003
BANC ONE SECURITIES CORPORATION
September 12, 2002 - November 18, 2003
BANC ONE SECURITIES CORPORATION
September 5, 2000 - July 26, 2002
SECURIAN FINANCIAL SERVICES, INC.
September 5, 2000 - July 26, 2002
CRI SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
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