David N. Waldrop

BRIDGEVIEW CAPITAL ADVISORS

El Dorado Hills, CA 95762

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CRD#: 4214855

Professional summary

David Noble Waldrop, CFP®, CLU® is a registered financial advisor currently at BRIDGEVIEW CAPITAL ADVISORS, INC. located in El Dorado Hills, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. David has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

David Waldrop is an licensed insurance agent with Bridgeview Capital Advisors, Inc. DBO Bridgeview Insurance Services. David Waldrop has been licensed with Bridgeview Insurance Services since 2009. David Waldrop devotes less than 1 hour per month to this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Noble Waldrop's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

CLU^®

Chartered Life Underwriter

Experience

Current

August 8, 2006 - Present

BRIDGEVIEW CAPITAL ADVISORS, INC.

Office #1: 5170 Golden Foothill Parkway, El Dorado Hills, CA 95762

RIA

CRD#: 6290

El Dorado Hills, CA

Past

January 10, 2006 - July 30, 2006

COLLINS, JAMES W.

RIA

CRD#: 136423

CITRUS HEIGHTS, CA

Past

October 6, 2005 - May 27, 2009

BRIDGEVIEW CAPITAL ADVISORS, INC.

CRD#: 6290

WOODLAND, CA

Past

April 4, 2005 - July 8, 2005

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

April 4, 2005 - July 8, 2005

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 20, 2001 - April 14, 2005

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

ROSEVILLE, CA

Past

May 2, 2001 - April 14, 2005

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

February 7, 2001 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

September 11, 2000 - February 1, 2001

HORACE MANN INVESTORS, INC.

CRD#: 11643

SPRINGFIELD, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/8/2006)

IAR

Texas
(2/10/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/15/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 4/15/2008

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 11/6/2007

Investment Company Products/Variable Contracts Principal Examination

Current Firm

BRIDGEVIEW CAPITAL ADVISORS, INC.

BRIDGEVIEW CAPITAL ADVISORS, INC. | WILLIAM M GRIFFITH INC. | TAMBLYN & ASSOCIATES, INC. | GRIFFITH, TAMBLYN & ICHTERTZ, INC. | CGRIFFITH, TAMBLYN AND ICHTERTZ, INC.

CRD#: 6290 / SEC#: , 8-17207

California

Registered Investment Advisory firm - SEC (8/8/2006 Approved)

Texas

Registered Investment Advisory firm - SEC (2/9/2017 Conditional Restricted)

Terminated by SEC on 05/31/2009

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Contact information

Main Address

5170 Golden Foothill Parkway, El Dorado Hills, CA 95762

Mailing Address

Phone number

(916) 235-6857

Established

California since 06/20/1972

Firm type

Corporation

Fiscal year end

June

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
GALAZ-GOMEZ, ROCIO	VICE PRESIDENT	2232832
WALDROP, DAVID NOBLE	PRESIDENT/CCO	4214855

Regulatory assets under management

Total Number of Accounts	403
AUM (Assets Under Management)	$ 90,274,565

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David N. Waldrop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Noble Waldrop's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLLINS, JAMES W.

BRIDGEVIEW CAPITAL ADVISORS, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

HORACE MANN INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2001

Series 63

Date: 9/15/2000

Series 7

Date: 5/18/2001

Series 6

Date: 9/8/2000

Series 51

Date: 4/15/2008

Series 26

Date: 11/6/2007

Current Firm

BRIDGEVIEW CAPITAL ADVISORS, INC.

Contact information

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

BRIDGEVIEW CAPITAL ADVISORS, INC.

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