Darren A. Towle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darren Anthony Towle was a registered financial professional .
Darren is a previously registered financial professional and started their career in finance in 2001. Darren had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 2002 - May 8, 2003
MILESTONE FINANCIAL SERVICES, INC.
March 14, 2002 - September 17, 2002
KIMBERLY SECURITIES, INC.
October 16, 2001 - April 4, 2002
SEABOARD SECURITIES, INC.
May 7, 2001 - November 15, 2001
KIMBERLY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MILESTONE FINANCIAL SERVICES, INC.
CRD#: 43295 / SEC#: , 8-50225
Contact information
Documents
Disclosures
| Arbitration | 5 |
Red Flags
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