Joshua L. Galatzan

MERIDIAN WEALTH ADVISORS

Austin, TX 78746

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CRD#: 4214680

Professional summary

Joshua L Galatzan, CIMA®, who also goes by Josh Leigh Galatzan, is a registered financial advisor currently at MERIDIAN WEALTH ADVISORS, LLC located in Austin, Texas.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joshua has worked at 3 firms and has passed the Series 66, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Leigh Galatzan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

R BANK OF TEXAS ADDRESS: 1900 ROUND ROCK AVE. ,ROUND ROCK , TX NATURE OF THE BUSINESS: BOARD MEMBER/OFFICER/DIRECTOR POSITION/TITLE: ADVISOR INVESTMENT RELATED:NO START DATE: 06/02/2014 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 3 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 3 DESCRIPTION OF DUTIES: I AM MEMBER OF THE ADVISORY BOARD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua L Galatzan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 30, 2016 - Present

MERIDIAN WEALTH ADVISORS, LLC

Office #1: 3600 North Capital Of Texas Highway Building B, Suite 150, Austin, TX 78746

RIA

CRD#: 282609

Austin, TX

Past

December 5, 2008 - March 31, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

AUSTIN, TX

Past

December 5, 2008 - March 31, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

AUSTIN, TX

Past

August 30, 2000 - December 10, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

AUSTIN, TX

Past

August 10, 2000 - December 10, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MERIDIAN WEALTH ADVISORS, LLC

JLG GROUP, LLC | MERIDIAN WEALTH ADVISORS, LLC

CRD#: 282609 / SEC#: 801-107344

RIA

Registered Investment Advisory firm - (3/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/30/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/15/2013

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/9/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 12/21/2011

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/14/2011

General Securities Sales Supervisor - Options Module Examination

Current Firm

MERIDIAN WEALTH ADVISORS, LLC

JLG GROUP, LLC | MERIDIAN WEALTH ADVISORS, LLC

CRD#: 282609 / SEC#: 801-107344

RIA

Registered Investment Advisory firm - (3/4/2016 Approved)

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Contact information

Main Address

3600 North Capital Of Texas Highway Building B, Suite 150, Austin, TX 78746

Mailing Address

Phone number

(512) 717-5580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,440
AUM (Assets Under Management)	$ 1,450,816,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua L. Galatzan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua L Galatzan's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MERIDIAN WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2000

SIE

Date: 3/31/2016

Series 31

Date: 5/15/2013

Series 7

Date: 8/9/2000

Series 10

Date: 12/21/2011

Series 9

Date: 11/14/2011

Current Firm

MERIDIAN WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MERIDIAN WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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