Seth D. Mcbee

MCBEE ADVISORS

Glendale, AZ 85308

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CRD#: 4214654

Professional summary

Seth David Mcbee is a registered financial advisor currently at MCBEE ADVISORS, INC. located in Glendale, Arizona.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Seth has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Stat Caddy NATURE: Fantasy Golf Simulator INVESTMENT RELATED: NO; TITLE WITH OBA: AGENT; Managing Partner DUTIES: Manage the business START DATE: 04/01/2025 APPROX. NUMBER OF HOURS/MONTH: 10; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth David Mcbee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 13, 2017 - Present

MCBEE ADVISORS, INC.

Office #1: 19420 N 59th Ave Suite B239, Glendale, AZ 85308

RIA

CRD#: 143223

Glendale, AZ

Past

February 2, 2024 - July 25, 2024

STEWARD ADVISORS GROUP, LLC

RIA

CRD#: 321846

GLENDALE, AZ

Past

June 2, 2016 - June 13, 2017

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

Phoenix, AZ

Past

May 26, 2016 - June 12, 2017

HBW SECURITIES LLC

CRD#: 136959

PHOENIX, AZ

Past

December 5, 2014 - May 26, 2016

ADIRONDACK TRADING GROUP LLC

CRD#: 103910

NEW WOODSTOCK, NY

Past

February 7, 2008 - December 31, 2010

SSN ADVISORY, INC.

RIA

CRD#: 126090

BELLEVUE, WA

Past

April 19, 2007 - May 25, 2016

MCBEE ADVISORS, INC.

RIA

CRD#: 143223

BELLEVUE, WA

Past

February 6, 2004 - December 31, 2007

SSN ADVISORY, INC.

RIA

CRD#: 126090

BELLVUE, WA

Past

January 30, 2004 - December 5, 2014

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

BELLEVUE, WA

Past

January 13, 2003 - February 4, 2004

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

BELLEVUE, WA

Past

November 12, 2001 - February 4, 2004

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

August 11, 2000 - November 9, 2001

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/21/2017)

IAR

California
(6/14/2017)

IAR

Idaho
(2/23/2021)

IAR

Oregon
(12/16/2019)

IAR

Texas
(6/13/2017)

IAR

Washington
(6/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/25/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2000

General Securities Representative Examination

Current Firm

MCBEE ADVISORS, INC.

CRD#: 143223 / SEC#: 801-69656

RIA

Registered Investment Advisory firm - (9/14/2012 Terminated)

Alaska

Registered Investment Advisory firm - (12/17/2008 Terminated)

Arizona

Registered Investment Advisory firm - (9/26/2013 Approved)

California

Registered Investment Advisory firm - (4/30/2012 Approved)

Idaho

Registered Investment Advisory firm - (2/23/2021 Approved)

Oregon

Registered Investment Advisory firm - (12/16/2019 Approved)

Texas

Registered Investment Advisory firm - (5/18/2012 Approved)

Washington

Registered Investment Advisory firm - (7/5/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

19420 N 59th Ave Suite B239, Glendale, AZ 85308

Mailing Address

14205 Se 36th St Suite 100, Bellevue, WA 98006

Phone number

(623) 500-2385

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 53,637,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Seth D. Mcbee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth David Mcbee's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWARD ADVISORS GROUP, LLC

HBW ADVISORY SERVICES LLC

HBW SECURITIES LLC

ADIRONDACK TRADING GROUP LLC

SSN ADVISORY, INC.

MCBEE ADVISORS, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/25/2000

SIE

Date: 6/12/2017

Series 7

Date: 8/10/2000

Current Firm

MCBEE ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCBEE ADVISORS, INC.

TRUST BUT VERIFY

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