Kyunghee Yang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyunghee Yang was a registered financial professional .
Kyunghee is a previously registered financial professional and started their career in finance in 2004. Kyunghee had worked at 4 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2017 - November 29, 2019
SONGBIRD CAPITAL, LLC
February 13, 2007 - May 13, 2009
UBS FINANCIAL SERVICES INC.
March 21, 2005 - September 7, 2006
OPPENHEIMER & CO. INC.
August 12, 2004 - September 10, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SONGBIRD CAPITAL, LLC
CRD#: 158074 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 57,648,221 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
