Michael W. Mitchell
Professional summary
Michael William Mitchell is a registered financial professional currently at MITCHELL ENERGY ADVISORS, LLC located in Irving, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael William Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2005 - Present
MITCHELL ENERGY ADVISORS, LLC
March 7, 2001 - April 7, 2003
B. RILEY SECURITIES, INC.
December 20, 2000 - March 6, 2001
ENCAP ENERGY ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2005)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 12/6/2006
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
MITCHELL ENERGY ADVISORS, LLC
CRD#: 134989 / SEC#: , 8-66878
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MITCHELL ENERGY PARTNERS, LLC | MEMBER | |
| MITCHELL, MICHAEL WILLIAM | MANAGING DIRECTOR/DESIGNATED PRINCIPAL/CCO/FINOP/PFO/POO | 4214407 |
Red Flags
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