Tina L. Turner
Professional summary
Tina Louise Turner, who also goes by Tina Louise De La Rosa, Tina Louise Delarosa, Tina Louise Griffin, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Houston, Texas.
Tina is registered as a RR (Registered Representative) and started their career in finance in 2000. Tina has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tina Louise Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2020 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 3040 Post Oak Blvd. Suite 1020, Houston, TX 77056October 18, 2017 - November 20, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
June 25, 2014 - September 29, 2017
NATIONAL FINANCIAL SERVICES LLC
March 7, 2008 - May 28, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 21, 2005 - February 21, 2008
CHASE INVESTMENT SERVICES CORP.
January 21, 2005 - February 21, 2008
CHASE INVESTMENT SERVICES CORP.
March 23, 2004 - January 12, 2005
CITISTREET FINANCIAL SERVICES LLC
March 18, 2004 - January 12, 2005
CITISTREET EQUITIES LLC
August 2, 2001 - March 4, 2004
EMPOWER FINANCIAL SERVICES, INC.
July 3, 2000 - March 13, 2001
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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