Alan J. Birsinger

WEALTH MANAGEMENT GROUP

Houston, TX

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CRD#: 4213860

Professional summary

Alan John Birsinger, who also goes by Alan John Birsinger, Alan Birsinger, is a registered financial advisor currently at WEALTH MANAGEMENT GROUP located in Houston, Texas.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alan has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alan John Birsinger | Alan Birsinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Jeff and Joy Marino Trust - I am the Executor for Jeff and Joy Marino's Trust. Joy Marino is my sister, Start Date: 11/17/2018, Address: N/A, 0 total hours per month 0 during securities trading hours, No annual compensation, Investment related, 2. Executor of Alvin Birsinger Estate - Alvin Birsinger is my father, Start Date: 04/06/2021, Address: N/A, 1 total business hour per month / 0 during securities trading hours, No annual compensation, Not investment related 3. Independent Agent for Life and Health insurance sales. Same addressas mine. Start Date 03/20/2021, 20-40 hrs per month, 20-30 hrs per month during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan John Birsinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 13, 2023 - Present

WEALTH MANAGEMENT GROUP

RIA

CRD#: 108749

Houston, TX

Past

October 13, 2021 - August 15, 2023

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

August 2, 2021 - August 15, 2023

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/1/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/27/2021

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 7/31/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 6/12/2021

Securities Industry Essentials Examination

Current Firm

WEALTH MANAGEMENT GROUP

WEALTH MANAGEMENT GROUP | WEALTH MANAGEMENT GROUP, INC. | WEALTH MANAGEMENT GROUP INC

CRD#: 108749 / SEC#: 801-41117

RIA

Registered Investment Advisory firm - (5/12/2004 Terminated)

Ohio

Registered Investment Advisory firm - (3/23/2004 Approved)

Texas

Registered Investment Advisory firm - (12/13/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Tipp City, OH

Mailing Address

Phone number

(937) 877-1280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	218
AUM (Assets Under Management)	$ 51,558,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan J. Birsinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan John Birsinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT GROUP

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/1/2021

Series 65

Date: 9/27/2021

Series 6TO

Date: 7/31/2021

SIE

Date: 6/12/2021

Current Firm

WEALTH MANAGEMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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