Raymond J. Eddings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Jay Eddings, CFP® was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 2000. Raymond had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
November 18, 2011 - November 20, 2019
PENSION CONSULTANTS INC
August 15, 2011 - November 2, 2015
SECURITIES SERVICE NETWORK, LLC
October 20, 2004 - July 17, 2007
SECURITIES AMERICA, INC.
August 7, 2003 - August 9, 2004
CHARLES SCHWAB & CO., INC.
June 17, 2003 - August 9, 2004
CHARLES SCHWAB & CO., INC.
July 7, 2000 - June 2, 2003
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
PENSION CONSULTANTS INC
CRD#: 113914 / SEC#: 801-56704
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENSION CONSULTANTS INC
CRD#: 113914 / SEC#: 801-56704
Contact information
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 146 |
| AUM (Assets Under Management) | $ 4,921,817,688 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
