Darren C. Goodrich
Professional summary
Darren C. Goodrich was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darren is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Darren had worked at 3 firms, which includes BOUSTEAD SECURITIES LLC, BMA SECURITIES LLC, J. ALEXANDER SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2015 - November 5, 2015
BOUSTEAD SECURITIES, LLC
October 2, 2001 - October 8, 2015
BMA SECURITIES, LLC
March 28, 2001 - January 3, 2002
J. ALEXANDER SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 4/25/2002
Limited Representative-Equity Trader ExamCurrent Firm
BOUSTEAD SECURITIES, LLC
CRD#: 141391 / SEC#: , 8-67384
Contact information
FINRA licenses (47 States and Territories)
Disclosures
| Regulatory Event | 1 |
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