Nina E. Edgell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nina Edith Edgell was a registered financial professional .
Nina is a previously registered financial professional and started their career in finance in 2000. Nina had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2011 - October 18, 2016
SVB ASSET MANAGEMENT
March 23, 2011 - October 18, 2016
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
September 17, 2009 - March 11, 2011
NEW ENGLAND SECURITIES
August 18, 2009 - March 11, 2011
NEW ENGLAND SECURITIES
September 1, 2000 - February 18, 2009
WADDELL & REED
July 24, 2000 - February 18, 2009
WADDELL & REED
Primary Firm SEC Registration
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SVB ASSET MANAGEMENT
CRD#: 124567 / SEC#: 801-61674
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 32,960,320,956 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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