John E. Menge
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Eric Menge, who also goes by J. Eric Menge, John Eric Menge Jr, John Eric Menge, John Menge, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2000. John had worked at 8 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7 and Series 31 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2017 - April 19, 2018
GRADIENT SECURITIES, LLC
December 11, 2017 - April 19, 2018
GRADIENT SECURITIES, LLC
September 29, 2014 - September 29, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
November 19, 2008 - September 16, 2010
ALLSTATE FINANCIAL SERVICES, LLC
September 14, 2004 - January 3, 2007
WALL STREET FINANCIAL GROUP, INC.
July 1, 2004 - January 3, 2007
WALL STREET FINANCIAL GROUP, INC.
January 13, 2004 - June 30, 2004
WORKMAN SECURITIES CORPORATION
January 10, 2003 - October 15, 2003
OSAIC WEALTH, INC.
January 10, 2002 - September 26, 2002
WALNUT STREET SECURITIES, INC.
August 15, 2000 - December 13, 2001
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
