Teresa L. Hernandez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Lee Hernandez was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2008. Teresa had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - November 24, 2014
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
February 2, 2011 - May 11, 2012
ACCELERATED CAPITAL GROUP
October 17, 2008 - January 25, 2011
EDWARD JONES
July 16, 2008 - September 15, 2008
EDWARD JONES
May 30, 2008 - September 15, 2008
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
CRD#: 132070 / SEC#: 801-63282
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
