Peggy H. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peggy Helen Robinson, who also goes by Peggy Helen Carter, Peggy Helen Gerling, was a registered financial professional .
Peggy is a previously registered financial professional and started their career in finance in 2001. Peggy had worked at 7 firms and has passed the Series 65, Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - September 16, 2021
ATHENE SECURITIES, LLC
April 1, 2010 - April 10, 2014
PARKLAND SECURITIES, LLC
March 8, 2006 - May 1, 2009
VOYA FINANCIAL ADVISORS, INC.
October 5, 2004 - March 2, 2006
METROPOLITAN LIFE INSURANCE COMPANY
October 5, 2004 - March 2, 2006
MSI FINANCIAL SERVICES, INC.
December 16, 2003 - September 14, 2004
VOYA FINANCIAL ADVISORS, INC.
November 21, 2003 - December 31, 2003
LOCUST STREET SECURITIES, INC.
January 31, 2001 - November 12, 2003
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
