David A. Petre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Petre, who also goes by David Alan Petre, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2020 - October 12, 2022
CUNNINGHAM WEALTH MANAGEMENT
January 15, 2019 - March 9, 2020
PARKMONT WEALTH ADVISORS LLC
February 14, 2018 - April 16, 2019
LPL FINANCIAL LLC
August 27, 2007 - February 14, 2018
SII INVESTMENTS, INC.
December 19, 2000 - August 24, 2007
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CUNNINGHAM WEALTH MANAGEMENT
CRD#: 148023 / SEC#: 801-69472
Contact information
Regulatory assets under management
| Total Number of Accounts | 339 |
| AUM (Assets Under Management) | $ 84,463,800 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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