Christopher T. Satterfield

SCHWAB WEALTH ADVISORY

Phoenix, AZ 85016

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CRD#: 4212843

Professional summary

Christopher Theodore Satterfield, CFP®, ChFC®, CIMA®, CPWA®, who also goes by Christopher Satterfield, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Phoenix, Arizona and CHARLES SCHWAB & CO., INC. located in Bellevue, Washington.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Christopher has worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Satterfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Lifetime Athletic Non-Investment Related 6850 E Chauncey Ln, Phoenix, AZ 85054 Gym/ Health & Fitness Group Fitness Cycle Instructor Cycle Instructor 12/2019 5-10 Hours per Month None during Securities trading hours Lead group fitness indoor Cycle classes

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Theodore Satterfield's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-11-16

Expire date: 2025-10-31

Experience

Current

May 18, 2021 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 2423 E. Lincoln Drive, Phoenix, AZ 85016

RIA

CRD#: 159035

Phoenix, AZ

Current

June 3, 2021 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 11100 Ne 8th St. Suite 250, Bellevue, WA 98004-4465

RIA

CRD#: 5393

Bellevue, WA

Past

November 22, 2017 - March 27, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

PHOENIX, AZ

Past

November 21, 2017 - March 27, 2018

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Past

January 4, 2012 - May 4, 2017

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

PHOENIX, AZ

Past

April 15, 2009 - December 31, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

March 12, 2009 - May 4, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

November 13, 2007 - January 29, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

SCOTTSDALE, AZ

Past

July 3, 2000 - January 4, 2006

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(6/21/2021)

IAR

Arizona
(5/18/2021)

Arizona
(6/4/2021)

Arkansas
(2/7/2024)

California
(6/17/2021)

Colorado
(2/8/2024)

Connecticut
(7/26/2022)

Florida
(5/6/2022)

Georgia
(7/18/2022)

Hawaii
(2/8/2024)

Idaho
(6/16/2021)

Illinois
(2/23/2024)

Iowa
(2/8/2024)

Massachusetts
(9/9/2022)

Minnesota
(4/22/2022)

Mississippi
(11/16/2022)

Missouri
(8/29/2024)

Montana
(4/28/2022)

Nevada
(7/1/2021)

New Hampshire
(2/27/2024)

New Jersey
(11/10/2022)

New York
(7/21/2022)

North Carolina
(9/3/2024)

North Dakota
(4/28/2025)

Ohio
(2/7/2024)

Oregon
(6/23/2021)

Pennsylvania
(2/8/2024)

South Carolina
(2/14/2024)

IAR

Texas
(6/16/2021)

Texas
(6/23/2021)

Utah
(2/27/2024)

Virginia
(2/8/2024)

Washington
(6/16/2021)

IAR

Washington
(4/17/2023)

Wisconsin
(9/28/2022)

Wyoming
(4/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/21/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/14/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/20/2010

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/30/2010

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher T. Satterfield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Theodore Satterfield's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/2021

Series 66

Date: 4/14/2009

SIE

Date: 3/27/2018

Series 7

Date: 7/1/2000

Series 10

Date: 9/20/2010

Series 9

Date: 8/30/2010

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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