Michael S. Dixson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Steven Dixson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2014 - August 30, 2022
FINANCIAL MANAGEMENT SERVICES, INC
March 18, 2010 - October 1, 2014
COMMERCE BROKERAGE SERVICES, INC.
October 26, 2009 - October 1, 2014
COMMERCE BROKERAGE SERVICES, INC.
July 24, 2000 - November 22, 2002
CNBS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL MANAGEMENT SERVICES, INC
CRD#: 115897 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
