Robert L. Sabin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Leonard Sabin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2011 - October 31, 2024
SIGNATURE FINANCIAL SERVICES, LTD
December 6, 2011 - October 31, 2024
FIRST HEARTLAND CAPITAL, INC.
January 4, 2010 - March 21, 2011
TURTAIR CAPITAL ADVISORS
April 1, 2002 - December 21, 2009
SIGNATURE FINANCIAL SERVICES, LTD
September 13, 2001 - December 15, 2009
FIRST HEARTLAND CAPITAL, INC.
August 23, 2000 - September 17, 2001
MARQUIS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
SIGNATURE FINANCIAL SERVICES, LTD
CRD#: 123729 / SEC#: 801-64258
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGNATURE FINANCIAL SERVICES, LTD
CRD#: 123729 / SEC#: 801-64258
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 475 |
| AUM (Assets Under Management) | $ 227,070,000 |
Red Flags
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