KH
Kimberly D. Harris
CLEAR CREEK FINANCIAL MANAGEMENT
Meridian, ID 83642
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CRD#: 4212726
KH
Professional summary
Kimberly Diane Harris, AIF®, who also goes by Kimberly Diane Hersey, Dini Harris, is a registered financial advisor currently at CLEAR CREEK FINANCIAL MANAGEMENT, LLC located in Meridian, Idaho.
Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Kimberly has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Diane Hersey | Dini Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IDAHO WOMEN'S FINANCIAL CONFERENCE INC/SMART WOMEN SMART MONEY (SAVVY WOMEN & MONEY) -INVESTMENT RELATED - PO BOX 1857, BOISE, ID 83701 - EDUCATE WOMEN IN ALL MATTERS INVOLVING MONEY - BOARD MEMBER (TREASURER) - 2012 - 2 HRS/MO, 0 HRS/MO DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Diane Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 22, 2021 - Present
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
Office #1: 1739 S Jade Way, Ste 100, Meridian, ID 83642RIA
CRD#: 170602
Meridian, ID
Past
November 9, 2020 - October 28, 2021
ARBOR POINT ADVISORS
RIA
CRD#: 165127
MERIDIAN, ID
Past
November 6, 2020 - October 28, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
MERIDIAN, ID
Past
November 6, 2020 - October 28, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
MERIDIAN, ID
Past
June 29, 2009 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
RIA
CRD#: 3866
MERIDIAN, ID
Past
June 29, 2009 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
BD
CRD#: 3866
MERIDIAN, ID
Past
September 12, 2002 - September 30, 2009
SAWTOOTH SECURITIES, LLC
RIA
CRD#: 105386
MERIDIAN, ID
Past
March 8, 2002 - July 2, 2009
SAWTOOTH SECURITIES, LLC
BD
CRD#: 105386
MERIDIAN, ID
Past
November 15, 2000 - March 12, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
AMICK FINANCIAL | WILEY INVEST | WHITE CLOUD WEALTH MANAGEMENT | WATERFRONT FINANCIAL ADVISORS | TREASURE VALLEY FINANCIAL PLANNING | TRAVERSE PLANNING | TRANSITION PLANNING | STRIVE WEALTH AND PROTECTION PLANNING | STRATEGIC FINANCIAL GROUP | SNELSON FINANCIAL GROUP | RENAISSANCE FINANCIAL MANAGEMENT | MAGELLAN WEALTH MANAGEMENT | JACK THOMAS FINANCIAL | IRONSTONE FINANCIAL | INVESTMENT CAPITAL 360 | HELIOS QUANTITATIVE RESEARCH | HARRIS FINANCIAL ADVISORS | GUIDE MORRISON - INTEGRATED WEALTH ADVISORS | GREEN JAY FINANCIAL ADVISORS | EVERGREEN WEALTH MANAGEMENT | COPPER FINANCIAL GROUP | CLEAR CREEK FINANCIAL MANAGEMENT, LLC | BULWARK CAPITAL MANAGEMENT | ASCENT WEALTH STRATEGIES | ARGENT WEALTH MANAGEMENT
CRD#: 170602 / SEC#: 801-111778
RIA
Registered Investment Advisory firm - (9/29/2017 Approved)California
Registered Investment Advisory firm - (12/13/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/13/2017 Terminated)Texas
Registered Investment Advisory firm - (11/13/2017 Terminated)Washington
Registered Investment Advisory firm - (11/22/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Idaho(10/22/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CC
CLEAR CREEK FINANCIAL MANAGEMENT, LLC
AMICK FINANCIAL | WILEY INVEST | WHITE CLOUD WEALTH MANAGEMENT | WATERFRONT FINANCIAL ADVISORS | TREASURE VALLEY FINANCIAL PLANNING | TRAVERSE PLANNING | TRANSITION PLANNING | STRIVE WEALTH AND PROTECTION PLANNING | STRATEGIC FINANCIAL GROUP | SNELSON FINANCIAL GROUP | RENAISSANCE FINANCIAL MANAGEMENT | MAGELLAN WEALTH MANAGEMENT | JACK THOMAS FINANCIAL | IRONSTONE FINANCIAL | INVESTMENT CAPITAL 360 | HELIOS QUANTITATIVE RESEARCH | HARRIS FINANCIAL ADVISORS | GUIDE MORRISON - INTEGRATED WEALTH ADVISORS | GREEN JAY FINANCIAL ADVISORS | EVERGREEN WEALTH MANAGEMENT | COPPER FINANCIAL GROUP | CLEAR CREEK FINANCIAL MANAGEMENT, LLC | BULWARK CAPITAL MANAGEMENT | ASCENT WEALTH STRATEGIES | ARGENT WEALTH MANAGEMENT
CRD#: 170602 / SEC#: 801-111778
RIA
Registered Investment Advisory firm - (9/29/2017 Approved)California
Registered Investment Advisory firm - (12/13/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/13/2017 Terminated)Texas
Registered Investment Advisory firm - (11/13/2017 Terminated)Washington
Registered Investment Advisory firm - (11/22/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9361 Bayshore Drive Nw, Silverdale, WA 98383
Mailing Address
Phone number
(360) 308-8239
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,596 |
| AUM (Assets Under Management) | $ 1,474,429,922 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
