Eric Voehl
Professional summary
Eric Voehl is a registered financial professional currently at APEX CLEARING CORPORATION located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2005. Eric has worked at 11 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Voehl's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
APEX CLEARING CORPORATION
Office #1: 888 7th Avenue 32nd Floor, New York, NY 10106November 13, 2023 - March 7, 2025
WESTERN INTERNATIONAL SECURITIES, INC.
November 13, 2023 - March 7, 2025
SORRENTO PACIFIC FINANCIAL, LLC
November 13, 2023 - March 7, 2025
SCF SECURITIES, INC.
November 13, 2023 - March 7, 2025
NEXT FINANCIAL GROUP, INC.
November 13, 2023 - March 7, 2025
GROVE POINT INVESTMENTS, LLC
November 13, 2023 - March 7, 2025
CUSO FINANCIAL SERVICES, L.P.
November 13, 2023 - March 7, 2025
CADARET, GRANT & CO., INC.
April 17, 2015 - December 5, 2023
HSBC SECURITIES (USA) INC.
May 5, 2006 - March 31, 2015
PERSHING LLC
June 16, 2005 - May 31, 2006
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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