Fernando E. Recalde

FIRST RETIREMENT SERVICES LLC

Parkland, FL 33067

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CRD#: 4212205

Professional summary

Fernando Efrain Recalde, who also goes by Fernando Benjamin Recalde, is a registered financial advisor currently at FIRST RETIREMENT SERVICES LLC located in Parkland, Florida.

Fernando is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Fernando has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fernando Benjamin Recalde

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Efrain Recalde's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2023 - Present

FIRST RETIREMENT SERVICES LLC

Office #1: 7923 S Woodridge Dr, Parkland, FL 33067

RIA

CRD#: 328202

Parkland, FL

Past

May 18, 2018 - December 14, 2023

GWN SECURITIES INC.

RIA

CRD#: 128929

PARKLAND, FL

Past

May 17, 2018 - December 14, 2023

GWN SECURITIES INC.

CRD#: 128929

PALM BEACH GARDENS, FL

Past

August 19, 2016 - May 22, 2018

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

BOCA RATON, FL

Past

August 18, 2016 - May 22, 2018

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

BOCA RATON, FL

Past

May 6, 2014 - August 12, 2016

EQUITY SERVICES, INC.

RIA

CRD#: 265

SUNRISE, FL

Past

May 2, 2014 - August 12, 2016

EQUITY SERVICES, INC.

CRD#: 265

SUNRISE, FL

Past

February 4, 2014 - May 9, 2014

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SUNRISE, FL

Past

January 2, 2013 - May 9, 2014

NYLIFE SECURITIES LLC

CRD#: 5167

SUNRISE, FL

Past

October 5, 2000 - August 30, 2002

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

AVENTURA, FL

Past

September 15, 2000 - August 30, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/20/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/31/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIRST RETIREMENT SERVICES LLC

CRD#: 328202 / SEC#:

Florida

Registered Investment Advisory firm - (12/20/2023 Approved)

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Contact information

Main Address

7923 S Woodridge Dr, Parkland, FL 33067

Mailing Address

Phone number

(954) 608-0327

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Fernando E. Recalde

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fernando Efrain Recalde's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

GWN SECURITIES INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

EQUITY SERVICES, INC.

EQUITY SERVICES, INC.

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2014

Series 63

Date: 6/21/2013

SIE

Date: 10/1/2018

Series 7

Date: 11/15/2013

Series 6

Date: 12/31/2012

Current Firm

FIRST RETIREMENT SERVICES LLC

Contact information

Documents

Red Flags

Company Information

FIRST RETIREMENT SERVICES LLC

TRUST BUT VERIFY

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