David Mikhlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Mikhlin, who also goes by David Micklin, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2006 - August 29, 2007
EKN FINANCIAL SERVICES INC.
November 15, 2005 - April 3, 2006
EMPIRE FINANCIAL GROUP, INC.
October 7, 2003 - December 13, 2005
EKN FINANCIAL SERVICES INC.
October 9, 2001 - October 28, 2002
LADENBURG CAPITAL MANAGEMENT INC.
January 8, 2001 - August 29, 2001
LADENBURG CAPITAL MANAGEMENT INC.
January 1, 2001 - January 18, 2001
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EKN FINANCIAL SERVICES INC.
CRD#: 113525 / SEC#: , 8-53346
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
| Arbitration | 10 |
| Judgment/Lien | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
