Iftikhar U. Haq
Professional summary
Iftikhar Ul Haq was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Iftikhar is a previously registered financial advisor and started their career in finance in 2000. Prior to being barred, Iftikhar had worked at 3 firms, which includes FIRST MIDWEST SECURITIES INC., GUNNALLEN FINANCIAL INC, CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2005 - March 29, 2007
FIRST MIDWEST SECURITIES, INC.
October 21, 2002 - November 18, 2005
GUNNALLEN FINANCIAL, INC
October 21, 2002 - November 18, 2005
GUNNALLEN FINANCIAL, INC
September 8, 2000 - November 19, 2002
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
FIRST MIDWEST SECURITIES, INC.
CRD#: 21786 / SEC#: 801-67749, 8-38139
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
Red Flags
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