Elaine Reitman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Reitman, CFP®, who also goes by Elaine Rosenblatt, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 2000. Elaine had worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2006 - December 31, 2013
AVANTAX ADVISORY SERVICES
January 24, 2006 - December 31, 2013
AVANTAX INVESTMENT SERVICES, INC.
March 21, 2005 - September 7, 2005
NEW ENGLAND SECURITIES
August 12, 2004 - September 7, 2005
NEW ENGLAND SECURITIES
February 23, 2004 - July 6, 2004
MSI FINANCIAL SERVICES, INC.
February 4, 2004 - July 6, 2004
METROPOLITAN LIFE INSURANCE COMPANY
February 4, 2004 - July 6, 2004
MSI FINANCIAL SERVICES, INC.
November 6, 2000 - December 13, 2002
MORGAN STANLEY DW INC.
July 17, 2000 - December 13, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
