Jason A. Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Alan Fisher was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2000. Jason had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2019 - September 5, 2019
RLP WEALTH ADVISORS, LLC
December 11, 2017 - December 31, 2017
RLP WEALTH ADVISORS, LLC
October 16, 2015 - November 2, 2017
NATIONAL PLANNING CORPORATION
October 15, 2015 - November 2, 2017
NATIONAL PLANNING CORPORATION
March 25, 2010 - October 15, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
March 24, 2010 - October 15, 2015
J.P. TURNER & COMPANY, L.L.C.
November 23, 2004 - March 29, 2010
GUNNALLEN FINANCIAL, INC
November 15, 2004 - March 29, 2010
GUNNALLEN FINANCIAL, INC
May 18, 2004 - November 11, 2004
B. RILEY WEALTH ADVISORS, INC.
July 6, 2000 - November 11, 2004
NATIONAL SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RLP WEALTH ADVISORS, LLC
CRD#: 289841 / SEC#: 801-111718
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
