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MK

Maureen K. Kiefer-goldenberg

MSEC
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 4211522
MK

Professional summary

Maureen Kim Kiefer-goldenberg, who also goes by Maureen Kim Goldenberg, Maureen Kim Kiefer, Maureen Kim Kiefer-goldenberg, Maureen Kim Robertson, is a registered financial professional currently at MSEC, LLC located in Overland Park, Kansas.

Maureen is registered as a RR (Registered Representative) and started their career in finance in 2001. Maureen has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Maureen Kim Goldenberg | Maureen Kim Kiefer | Maureen Kim Kiefer-Goldenberg | Maureen Kim Robertson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maureen Kim Kiefer-goldenberg's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2025 - Present

MSEC, LLC

Office #1: 5700 W 112th Street Suite 500, Overland Park, KS 66211
BD
CRD#: 154327
Overland Park, KS
Past

October 18, 2017 - June 8, 2020

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
COLUMBUS, OH
Past

January 4, 2017 - August 23, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Columbus, OH
Past

February 9, 2015 - September 15, 2015

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Cincinnati, OH
Past

February 25, 2011 - April 21, 2016

FEG

RIA
CRD#: 121658
CINCINNATI, OH
Past

January 20, 2011 - April 21, 2016

FEG INVESTORS, LLC

RIA
CRD#: 146444
CINCINNATI, OH
Past

September 30, 2008 - December 9, 2009

IFS FUND DISTRIBUTORS, INC.

BD
CRD#: 24075
CINCINNATI, OH
Past

August 5, 2008 - January 18, 2011

W&S BROKERAGE SERVICES, INC.

BD
CRD#: 8099
CINCINNATI, OH
Past

December 21, 2005 - January 18, 2011

TOUCHSTONE SECURITIES, INC.

BD
CRD#: 1526
CINCINNATI, OH
Past

June 1, 2001 - December 8, 2005

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/15/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/31/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/15/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ML
MSEC, LLC
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: , 8-68627

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Phone number
(913) 904-5700
Established
Delaware since 05/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MSEC, LLC

CRD#: 154327Overland Park, KS 66211

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