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MK

Maureen Kiefer-goldenberg

MSEC
Overland Park, KS
·CRD# 4211522·25 years experience

Professional Summary

Maureen Kiefer-goldenberg, who also goes by Maureen Kim Goldenberg, Maureen Kim Kiefer, Maureen Kim Kiefer-goldenberg, Maureen Kim Robertson, is a registered financial advisor currently at MSEC, LLC located in Overland Park, Kansas. Maureen is registered as a RR (Registered Representative) and started their career in finance in 2001. Maureen has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Maureen Kim Goldenberg, Maureen Kim Kiefer, Maureen Kim Kiefer-Goldenberg, Maureen Kim Robertson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MSEC, LLC·CRD# 154327
BD
5700 W 112th Street Suite 500, Overland Park, KS 66211
January 17, 2025 - Present
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Columbus, OH
October 18, 2017 - June 8, 2020
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Columbus, OH
January 4, 2017 - August 23, 2017
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Cincinnati, OH
February 9, 2015 - September 15, 2015
FEG·CRD# 121658
RIA
Cincinnati, OH
February 25, 2011 - April 21, 2016
FEG INVESTORS, LLC·CRD# 146444
RIA
Cincinnati, OH
January 20, 2011 - April 21, 2016
IFS FUND DISTRIBUTORS, INC.·CRD# 24075
BD
Cincinnati, OH
September 30, 2008 - December 9, 2009
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Cincinnati, OH
August 5, 2008 - January 18, 2011
TOUCHSTONE SECURITIES, LLC·CRD# 1526
BD
Cincinnati, OH
December 21, 2005 - January 18, 2011
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Cincinnati, OH
June 1, 2001 - December 8, 2005

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Current Firm

ML
MSEC, LLC

MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: 8-68627
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

5700 W 112th Street Suite 500, Overland Park, KS 66211

Mailing Address

5700 W 112th Street Suite 500, Overland Park, KS 66211

Phone Number

(913) 904-5700

Established

Delaware since 05/13/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER—
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2017About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2024About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Maureen Kiefer-goldenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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