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Agustin De Estrada
BOLTON SECURITIES
Miami, FL 33131
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CRD#: 4211492
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Professional summary
Agustin De Estrada is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Miami, Florida.
Agustin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Agustin has worked at 6 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Investment Advisor Representative with Bolton Global Asset Management, doing business as 'Aurora Partners'. Approved for providing outside investment management services as an IAR through Charles Schwab. Investment related. Majority of time spent providing these services during trading hours and outside trading hours, approximately 160 hours per month. Conducted from branch location. Began September of 2017. 2) Co-owner of Aurora Partners, LLC, entity created to operate securities and investment advisory businesses. Public facing DBA. Not directly investment related. Conducted from branch location. Less than 1 hour spent on activity during and outside business hours per month. Began upon association with current firm. 3) Owner and Manager of Aurora Partners Advisory, LLC. Filed with state November 2019. Entity created to receive payments associated with securities, investment advisory, and insurance businesses. Also pays Branch expenses. Not investment related. Conducted from Branch location. Hours spent per month are less than 1, potentially during trading hours. Not a public facing entity. Registered Rep is contact person. 4) POA for immediate family member. Not investment related and not conducted from branch location. 5) CO-OWNER AND PARTNER OF 'LOS PATOS DE ANGEL DE ESTRADA SRL'. ENTITY IS FAMILY FARM THAT AGUSTIN IS NOT ACTIVELY INVOLVED IN. LOCATED IN ARGENTINA. https://www.estancialospatos.com.ar/. BEGAN DECEMBER 2007. 6) Co-owner and Manager of Los Pajarracos, LLC, entity created to own residential real estate property that is rented out. Located in Key Biscayne. Personally investment related. Began 05/25/2023. 0 hours spent on activity. Rep is contact person.
CRS (Client Relationship Summary) - RIA
Click below to view Agustin De Estrada's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Agustin De Estrada's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2017 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
Miami, FL
Current
April 12, 2017 - Present
BOLTON GLOBAL CAPITAL
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131BD
CRD#: 15650
Miami, FL
Past
September 8, 2010 - April 7, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MIAMI, FL
Past
October 1, 2008 - July 27, 2009
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
September 26, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
May 14, 2004 - December 20, 2006
JESUP & LAMONT SECURITIES CORP
BD
CRD#: 39056
NEW YORK, NY
Past
January 3, 2001 - May 5, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/21/2017)
RR
Florida(4/12/2017)
IAR
Florida(9/27/2017)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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