Nancy Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Brennan, who also goes by Nancy Elizabeth Brennan, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 2000. Nancy had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2000 - June 28, 2001
BONDBOOK, LLC
November 6, 2000 - December 19, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BONDBOOK, LLC
CRD#: 104209 / SEC#: , 8-52679
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDBOOK HOLDINGS LLC | SOLE MEMBER | |
| CASAUDOUMECQ, JOHN RAYMOND | DIRECTOR | 1405661 |
| HORAN, MARYCLAIRE | MUNICIPAL SECURITIES PRINCIPAL | 1316689 |
| KIM, JOHN YONG | CHIEF EXECUTIVE OFFICER | 2010539 |
| KRIFTCHER, ERIC LANCE | COMPLIANCE DIRECTOR | 4361127 |
| LARRAMENDI, GUSTAVO ADOLFO | CHIEF OPERATING OFFICER | 1570717 |
| MARTIN, GEORGE KELLY | DIRECTOR | 1036291 |
| OBRIEN, JAMES MICHAEL | DIRECTOR | 1257015 |
| STONER, ROBERT EARL | SALES AND MARKETING PRINCIPAL | 1611747 |
| VERGHIS, VIJU GEORGE | CHIEF FINANCIAL OFFICER | 2494013 |
| WAUGH, SETH HARRISON | DIRECTOR | 1110987 |
| WINKELRIED, JON | DIRECTOR | 1233352 |
Red Flags
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