Erica M. Therriault
Professional summary
Erica Marie Therriault, who also goes by Erica Marie Fox, Erica M Therriault, Erica Marie Therriault, Erica Therriault, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Erica is registered as a RR (Registered Representative) and started their career in finance in 2000. Erica has worked at 5 firms and has passed the Series 66, Series 63, Series 3, Series 57TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erica Marie Therriault's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2022 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119November 19, 2020 - June 15, 2022
CITIGROUP GLOBAL MARKETS INC.
November 17, 2020 - June 15, 2022
CITIGROUP GLOBAL MARKETS INC.
December 10, 2019 - September 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2018 - September 17, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 31, 2009 - June 22, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 11, 2004 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
July 17, 2000 - December 3, 2002
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2022)
Exams
Series 57TO
Date: 10/17/2022
Securities Trader ExamFINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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