William M. Shekalus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Matthew Shekalus was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1972. William had worked at 12 firms and has passed the Series 63, Series 55, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 1994 - February 7, 2014
CLG INVESTMENT COMPANY, INC.
March 31, 1994 - May 17, 1994
TRIMARK SECURITIES, INC.
September 24, 1993 - December 2, 1993
ROAN CAPITAL PARTNERS L.P.
June 30, 1993 - August 5, 1993
FIRST NEW YORK SECURITIES L.L.C.
January 28, 1992 - June 3, 1993
TUCKER ANTHONY INCORPORATED
February 1, 1991 - September 23, 1991
ADLER COLEMAN & CO., INC.
May 25, 1983 - October 3, 1984
ZELLER, TORYKIAN & CO. INC.
March 10, 1978 - April 8, 1983
PERSHING LLC
February 24, 1978 - March 10, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
June 1, 1976 - February 24, 1978
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
July 16, 1975 - February 21, 1976
BERNARD HEROLD & CO., INC.
October 24, 1972 - August 8, 1975
FAULKNER, DAWKINS & SULLIVAN INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/16/1999
Limited Representative-Equity Trader ExamPC
Date: 3/8/1991
AMEX Put and Call ExamSeries 1
Date: 10/19/1972
Registered Representative ExaminationCurrent Firm
CLG INVESTMENT COMPANY, INC.
CRD#: 10141 / SEC#: , 8-27045
Contact information
Documents
Red Flags
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